Important Information and Disclosures - US Flagship Fund:
The information contained in this document website has been prepared for informational purposes only and does not constitute an offer to sell or the solicitation of an offer to buy interests in The Caleb & Brown US Flagship Fund, LLC (the "Fund"). Any information contained herein is subject to and qualified in its entirety by reference to the actual text of the Fund's Confidential Private Placement Memorandum ("PPM"). Only accredited investors, as defined in Regulation D of the Securities Act of 1933 may purchase interests in the Fund.
Prospective investors should not construe the contents of this website as legal, tax, investment, or other advice. The Fund may be construed as high risk and may experience substantial or sudden loss, including total loss of invested capital. Nothing contained herein is, or should be relied upon as, a promise, representation, or prediction as to the future performance of the Fund. The information in the website should not be regarded by prospective investors as a substitute for the exercise of their own judgment or research. Prospective investors should read in detail the PPM and all other relevant documents, as well as consult their own legal, tax, investment, or financial advisors, before making an investment decision. Although the information provided in this website has been obtained from sources Caleb and Brown Asset Management Pty LTD ("CBAM") believes to be reliable, neither CBAM nor the Fund guarantee its accuracy, and such information may be incomplete or condensed.
This website and its contents are confidential and proprietary to CBAM, and no part of it or its subject matter may be reproduced, redistributed, passed on, or the contents otherwise divulged, directly or indirectly, to any other person (excluding the relevant person's professional advisers) or published in whole or in part for any purpose without the prior written consent of CBAM. If this website has been received in error, it must be returned immediately to CBAM.
Participation in the Fund is only for sophisticated and professional investors as the investments by their nature involve a substantial degree of risk and therefore is not suitable for risk averse investors. Investors should seek professional advice (including tax) as to the suitability of the products in relation to the investor's own status.
Important Information and Disclosures - US Flagship Fund Plus:
The information contained in this document website has been prepared for informational purposes only and does not constitute an offer to sell or the solicitation of an offer to buy interests in The Caleb & Brown US Flagship Fund Plus, LLC (the "Fund"). Any information contained herein is subject to and qualified in its entirety by reference to the actual text of the Fund's Confidential Private Placement Memorandum ("PPM"). Only accredited investors, as defined in Regulation D of the Securities Act of 1933 may purchase interests in the Fund.
Prospective investors should not construe the contents of this website as legal, tax, investment, or other advice. The Fund may be construed as high risk and may experience substantial or sudden loss, including total loss of invested capital. Nothing contained herein is, or should be relied upon as, a promise, representation, or prediction as to the future performance of the Fund. The information in the website should not be regarded by prospective investors as a substitute for the exercise of their own judgment or research. Prospective investors should read in detail the PPM and all other relevant documents, as well as consult their own legal, tax, investment, or financial advisors, before making an investment decision. Although the information provided in this website has been obtained from sources Caleb and Brown Asset Management Pty LTD ("CBAM") believes to be reliable, neither CBAM nor the Fund guarantee its accuracy, and such information may be incomplete or condensed.
This website and its contents are confidential and proprietary to CBAM, and no part of it or its subject matter may be reproduced, redistributed, passed on, or the contents otherwise divulged, directly or indirectly, to any other person (excluding the relevant person's professional advisers) or published in whole or in part for any purpose without the prior written consent of CBAM. If this presentation has been received in error, it must be returned immediately to CBAM.
Participation in the Fund is only for sophisticated and professional investors as the investments by their nature involve a substantial degree of risk and therefore is not suitable for risk averse investors. Investors should seek professional advice (including tax) as to the suitability of the products in relation to the investor's own status.
Forward Looking Statement Disclosures:
This website may contain future or forward-looking statements. These statements are not guarantees of future performance and undue reliance should not be placed on them. Such forward-looking statements necessarily involve known and unknown risks and uncertainties, which may cause actual performance and financial results in future periods to differ materially from any projections of future performance or result expressed or implied by such forward-looking statements.
Certain statements included in the website, including, without limitation to, statements regarding the Funds' investment strategies and statements as to the CBAM's (including principals, owners, employees, and agents of CBAM) beliefs, expectations, or opinions are forward-looking statements within the meaning of Section 27A of the Securities Act of 1933 (the "Securities Act") and Section 21E of the Securities Exchange Act of 1934 (the "Exchange Act"). These forward- looking statements generally are identified by the words "could," "can," "forecast," "might," "outlook," "plan," "possible," "potential," "project," "seem," "seek," "strive," "would," "should," "may," "believe," "intend," "expects," "will," "projected," "continue," "estimate," "increase," "anticipate," "designe(d)," and/or similar expressions that concern the Fund's strategy, plans, or intentions, but the absence of these words does not mean that a statement is not forward-looking.
Although forward-looking statements contained in this presentation are based upon what CBAM believes are reasonable assumptions, there can be no assurance that forward-looking statements will prove to be accurate, as actual results and future events could differ materially from those anticipated in such statements. Neither CBAM nor the Fund undertakes any obligation to update forward-looking statements if circumstances or CBAM's estimates or opinions should change except as required by applicable securities laws. The reader is cautioned not to place undue reliance on forward-looking statements.
Exemption from Commodity Pool Operator Registration:
CBAM is exempt from registering as a commodity pool operator ("CPO") with the Commodity Futures Trading Commission ("CFTC") pursuant to CFTC Regulation 4.13(a)(3), 17 C.F.R. § 4.13(a)(3). As such, the CBAM is not required to provide the Fund's investors with a certified annual report or a disclosure document reviewed by the National Futures Association ("NFA"). Instead, potential investors will receive the Fund's PPM.
CFTC Regulation 4.13(a)(3) exempts CPOs who manage funds that engage in minimal commodity interest trading from CFTC registration. Pursuant to this exemption, the Fund must limit its futures or swaps trading to a "de minimis" amount. Generally, the Fund must either: (1) maintain an aggregate initial margin on futures positions and premiums on options on futures that do not exceed 5% of the liquidation of the Fund's portfolio; or (2) maintain an aggregate notional value of such positions does not exceed 100% of the liquidation value of the Fund's portfolio.
PAST PERFORMANCE IS NOT INDICATIVE OF FUTURE RESULTS. This website and the information contained herein does not constitute an offer to sell interests and is not an offer or solicitation of an offer in respect of an investment in The Caleb & Brown US Flagship Fund Plus, LLC and The Caleb & Brown US Flagship Fund, LLC. (together, the "Funds") and should not be construed as an offer of any kind or the solicitation of an offer to buy interests in the Funds.